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Anti-Money Laundering (AML)

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Automating Incentive Compensation for Banking [ Source: Varicent ]
September 2011- With the introduction of new government regulations and the fragile state of the economy, sales compensation planning and management practices have come under heavy scrutiny. There is a resulting sense that the existing sales force needs support as the industry prepares for an uncertain future. <br><br> Increasingly, banks are seeking to respond to the challenges and opportunities that exist relative to the management, design and analysis of sales compensation practices.

[WHITE PAPER]
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Learn How to Prepare for the Coming Regulatory and Information Management Challenges [ Source: Crowe Horwath ]
October 2010- The still-evolving regulatory requirements stemming from the Dodd-Frank Act are adding a new layer of complexity – and uncertainty – to the information management challenges financial services organizations must face. Ongoing competitive pressures, increasingly complex financial services offerings, aging legacy systems, and industry consolidation only add to the challenge.

This valuable free briefing paper outlines a proven, effective approach for addressing these issues. The paper, “Enterprisewide Information Management: Powerful New Strategies Enable Financial Institutions to ...

[WHITE PAPER]
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Fraud Trends in 2010: Top Threats From a Growing Underground Economy [ Source: First Data ]
April 2010- It is clear that today’s cybercriminals are more sophisticated than ever in their operations and their attacks, and that they are always on the lookout for new ways to exploit vulnerabilities in the global payments system. According to the 2009 Verizon Business Data Breach Investigations Report , 285 million consumer records were compromised in 2008—more than the previous four years combined. Data breach statistics from 2009 are expected to be even more grim due to the growth of ...

[WHITE PAPER]
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Reducing the Cost of AML Compliance [ Source: SAS Institute ]
January 2009- This white paper gives a high-level overview of SAS Anti-Money Laundering software solutions as an integrated framework for risk scoring, alert generation, investigation and reporting. SAS has proven its value for financial institutions on every continent, with assets from less than $1 billion to more than $1 trillion, representing all financial sectors. Because no two financial institutions have the same AML monitoring needs, SAS offers customized methodology via distinct offerings. With SAS Anti-Money Laundering, institutions can create ...

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Watch List Filtering Solution Considerations [ Source: Bank of America ]
November 2008- Watch list filtering solutions' primary requirement is to routinely scan current and prospective clients against a database (watch list) consisting of names, aka and address entries. This paper describes standard points which need to be considered to implement a watch list filtering solution and a high-level process flow. It does not matter whether a custom solution is built or a standard product is chosen.

[WHITE PAPER]
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Economist Intelligence Unit Study: The Bigger Picture -- Enterprise Risk Management in Financial Services Organizations. [ Source: SAS ]
September 2008- A global survey of 316 financial services executives conducted in July 2008 by the Economist Intelligence Unit on behalf of SAS reveals that more than 70 percent of respondents believe that losses stemming from the credit crisis were largely due to failures in addressing risk management issues. Read this paper to learn more about the implications for how financial organizations approach risk management and the future of ERM in light of the ongoing impacts of the credit crisis.

[WHITE PAPER]
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Enterprisewide Fraud Management in Financial Services [ Source: SAS ]
September 2008- Learn why an enterprisewide approach to fraud management -- spanning all contact channels and account types and including powerful analytics, holistic intelligence and integrated case management -- is the best approach for financial organizations looking to turn the tide on fraud. Organizations that respond to regulatory pressures by simply documenting their existing fraud management practices are selling themselves short. This paper describes how an enterprisewide approach to fraud management -- spanning all contact channels and ...

[WHITE PAPER]
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Building a Business Case for Enterprise Access Governance [ Source: Aveksa ]
June 2008- The increased demands of regulatory compliance are causing corporate business and IT security managers to review their access governance policies and procedures with an eye toward improving the efficiency and reliability of their systems, while reducing the complexity and cost associated with demonstrating compliance. Within many organizations, however, regulatory compliance is simply regarded as a sunk cost. This narrow perspective can obscure the true value of investing in technologies that strengthen, automate, and streamline access ...

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